The Law Office of Douglas Slain represents investors who have suffered substantial economic loss as a result of various types of broker misconduct.
We represent investors who have been victimized by promoters of questionable private placements. Douglas Slain, the editor of Securities Enforcement Reporter and Blue Sky Chronicle and former chair of the American Bar Association’s Professional Responsibility Committee, recently authored a press release, The Dark Side of Private Placements, which received national attention. Please see sample issues of national publications covering private placement fraud at www.enforcementreporter.com.
Call our office today if you have experienced losses with a stockbroker, brokerage firm or investment advisor associated with:
• Failure of the Brokerage Firm to Adequately Supervise the Broker
• Breach of Fiduciary Duty
• Misrepresentation and Fraud
• Overconcentration and Lack of Diversification
• Churning of an Account
• Purchase of Annuities or Variable Life Insurance
• Hedge Fund Losses
• Lack of Suitability
• Failure to Supervise the Activity of a Customer Account
• Negligence
We undertake non-criminal law representation (securities plaintiffs work) on a contingency basis. We do not charge any fee for a telephone consultation. The facts of every case are different.
Call (415) 465-2062 to speak to an attorney.